Abstract
Augmented coarrays can be derived from spatially undersampled signals of sparse arrays for underdetermined direction-of-arrival (DOA) estimation. With the extended dimension of sparse arrays, the sampled signals can be modeled as sub-Nyquist tensors, thereby enabling coarray tensor processing to enhance the estimation performance. The existing methods, however, are not applicable to generalized multi-dimensional sparse arrays, such as sparse planar array and sparse cubic array, and have not fully exploited the achievable source identifiability. In this paper, we propose a coarray tensor DOA estimation algorithm for multi-dimensional structured sparse arrays and investigate an optimal coarray tensor structure for source identifiability enhancement. Specifically, the cross-correlation tensor between sub-Nyquist tensor signals is calculated to derive a coarray tensor. Based on the uniqueness condition for coarray tensor decomposition, the achievable source identifiability is analysed. Furthermore, to enhance the source identifiability, a dimension increment approach is proposed to embed shifting information in the coarray tensor. The shifting-embedded coarray tensor is subsequently reshaped to optimize the source identifiability. The resulting maximum number of degrees-of-freedom is theoretically proved to exceed the number of physical sensors. Hence, the optimally reshaped coarray tensor can be decomposed for underdetermined DOA estimation with closed-form solutions. Simulation results demonstrate the effectiveness of the proposed algorithm in both underdetermined and overdetermined cases.
Original language | English |
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Pages (from-to) | 1128-1142 |
Number of pages | 15 |
Journal | IEEE Transactions on Signal Processing |
Volume | 71 |
DOIs | |
State | Published - 2023 |
Externally published | Yes |
Bibliographical note
Publisher Copyright:© 1991-2012 IEEE.
Funding
The work of Hang Zheng, Chengwei Zhou and Zhiguo Shi was supported in part by the National Natural Science Foundation of China under Grants 62271444, U21A20456, and 61901413, in part by the Zhejiang Provincial Natural Science Foundation of China under Grant LZ23F010007, in part by the Zhejiang University Education Foundation Qizhen Scholar Foundation, and in part by the 5G Open Laboratory of Hangzhou Future Sci-Tech City
Funders | Funder number |
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Hangzhou Future Sci-Tech City | |
Zhejiang University Education Foundation Qizhen Scholar Foundation | |
National Natural Science Foundation of China | 62271444, 61901413, U21A20456 |
Natural Science Foundation of Zhejiang Province | LZ23F010007 |
Keywords
- Coarray tensor
- direction-of-arrival estimation
- source identifiability
- sparse array
- sub-Nyquist tensor