Coarray Tensor Direction-of-Arrival Estimation

Hang Zheng, Chengwei Zhou, Zhiguo Shi, Yujie Gu, Yimin D. Zhang

Research output: Contribution to journalArticlepeer-review

98 Scopus citations

Abstract

Augmented coarrays can be derived from spatially undersampled signals of sparse arrays for underdetermined direction-of-arrival (DOA) estimation. With the extended dimension of sparse arrays, the sampled signals can be modeled as sub-Nyquist tensors, thereby enabling coarray tensor processing to enhance the estimation performance. The existing methods, however, are not applicable to generalized multi-dimensional sparse arrays, such as sparse planar array and sparse cubic array, and have not fully exploited the achievable source identifiability. In this paper, we propose a coarray tensor DOA estimation algorithm for multi-dimensional structured sparse arrays and investigate an optimal coarray tensor structure for source identifiability enhancement. Specifically, the cross-correlation tensor between sub-Nyquist tensor signals is calculated to derive a coarray tensor. Based on the uniqueness condition for coarray tensor decomposition, the achievable source identifiability is analysed. Furthermore, to enhance the source identifiability, a dimension increment approach is proposed to embed shifting information in the coarray tensor. The shifting-embedded coarray tensor is subsequently reshaped to optimize the source identifiability. The resulting maximum number of degrees-of-freedom is theoretically proved to exceed the number of physical sensors. Hence, the optimally reshaped coarray tensor can be decomposed for underdetermined DOA estimation with closed-form solutions. Simulation results demonstrate the effectiveness of the proposed algorithm in both underdetermined and overdetermined cases.

Original languageEnglish
Pages (from-to)1128-1142
Number of pages15
JournalIEEE Transactions on Signal Processing
Volume71
DOIs
StatePublished - 2023
Externally publishedYes

Bibliographical note

Publisher Copyright:
© 1991-2012 IEEE.

Funding

The work of Hang Zheng, Chengwei Zhou and Zhiguo Shi was supported in part by the National Natural Science Foundation of China under Grants 62271444, U21A20456, and 61901413, in part by the Zhejiang Provincial Natural Science Foundation of China under Grant LZ23F010007, in part by the Zhejiang University Education Foundation Qizhen Scholar Foundation, and in part by the 5G Open Laboratory of Hangzhou Future Sci-Tech City

FundersFunder number
Hangzhou Future Sci-Tech City
Zhejiang University Education Foundation Qizhen Scholar Foundation
National Natural Science Foundation of China62271444, 61901413, U21A20456
Natural Science Foundation of Zhejiang ProvinceLZ23F010007

    Keywords

    • Coarray tensor
    • direction-of-arrival estimation
    • source identifiability
    • sparse array
    • sub-Nyquist tensor

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